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01527 871938

Regulatory, Compliance and TC Issues

There are many regulatory, compliance and TC issues facing the financial services sector and Insight is well placed to help you to deal with them.
Individual Accountability
Be confident that you can satisfy new Individual Accountability rules for you and the regulator.
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Replacing paper Training and Competence (TC) systems
Creating a Proactive Management Tool
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Turning complaints into opportunities
Manage complaints swiftly and efficiently
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Improve the effectiveness of case checking whilst reducing financial costs
Introducing automated risk based checking
Read more here
Continuous Professional Development (CPD)
Advisers are responsible for undertaking Continuous Personal Development (CPD) and they must ensure it can be evidenced.
Read more here
Accessing and guiding the personal development process
Testing the competence of Staff is a key part of any training & competence scheme.
Read more here
Redland Business Solutions Limited, No.2 Greenbox, Westonhall Road, Stoke Prior, Bromsgrove, Worcs, B60 4AL